National | Financial Services Regulatory Broker Dealer (Compliance) |
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Band 3 |
The Firm: Proskauer enters the rankings for the first time on the basis of strong endorsements of its broker dealer practice. The team has successfully built a profile for securities litigation, enforcement and advisory work. It is defending a number of significant institutions, including BNY Mellon and Oppenheimer in securities litigation and has assisted a number of multinational entities in securities enforcement proceedings. Key Individuals: Kathy Rocklen is representing several multinational lending institutions in FINRA and state Attorney General investigations. One client explained: "She is incredibly smart and tenacious. She is somebody you want to have in your corner." |
National | Regional | Leading Lawyers |