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Speaker: Peter CastellonTopic: Rule 139: Ordinary Course Research
on October 6, 2016
Speaker: Peter Castellon Topic: Catalogue of Exemptions
on June 2, 2016
Speaker: Peter CastellonTopic: Underwriting Agreements
on March 23, 2017
on October 4, 2018
Speaker: Peter CastellonTopic: Seminar discussion on the three exemptions from the U.S. registration requirements: Rule 144A, Section 4(1½) and Section 4(a)(7).&nb...
on March 3, 2016
on February 28, 2020
Speaker: Peter Castellon Topic: First Thursday Seminar: Practice Points: Executing a Capital Markets Transaction
on July 7, 2016
Speaker: Peter Castellon
on September 1, 2016
Speaker: Peter CastellonTopic: The U.S. Securities Act of 1933, as amended
on February 4, 2016
on January 26, 2017